Corporate Finance and Securities

Capital Markets

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Lawson Lundell's Capital Markets Group helps clients raise capital, complete transactions and navigate public company responsibilities. We advise clients ranging from smaller, pre-public businesses to major Canadian and international enterprises, as well as investment dealers and strategic investors.

Why Choose Lawson Lundell

  • Industry Knowledge that Informs our Advice. Our extensive industry experience in mining, energy, technology, forestry and other industries helps us identify commercial priorities, assess risk and structure and execute transactions. Where the matter requires it, we draw on the firm’s tax, competition, litigation, regulatory, environmental and Indigenous law expertise, as well as our broader mining practice.
  • Experienced Lawyers who Know your Business. Our partners work directly on client matters and remain closely involved, giving clients regular and consistent access to experienced lawyers who know their business. We serve as ongoing counsel to management and boards, providing continuity through successive transactions and day-to-day decisions.
  • Practical Advice and Efficient Execution. We help clients assess their options, anticipate obstacles and keep transactions moving. We concentrate on issues that affect execution, risk and cost, and match our staffing and approach to our client’s objectives, resources and the complexity of the matter.
  • Canadian and Cross-Border Experience. Our practice is focused on Canadian capital markets with international reach. We advise Canadian companies with domestic and international operations, as well as international companies pursuing Canadian listings, financings and acquisitions.     

Core Services:

  • Public and Private Financings. We act for issuers, underwriters, agents and investors on equity and debt offerings, including initial public offerings, bought deals, private placements, flow-through financings, strategic investments and acquisition financings.
  • Stock Exchange Listings. We advise Canadian and international companies on Canadian stock exchange listings, including listings on the TSX and TSX Venture Exchange, reverse takeovers and qualifying transactions for capital pool companies. 
  • Public Mergers and Acquisitions. We advise Canadian and international clients on public and private company acquisitions, takeover bids, plans of arrangement, going-private transactions and reorganizations. We also advise boards and special committees on transaction processes and conflicts, and represent clients in shareholder activism and proxy contests.
  • Public Company Advice and Governance. We advise public issuers on continuous disclosure and reporting requirements, including technical disclosure for mineral exploration or mining companies; shareholder meetings; securities regulatory and exchange compliance; related party transactions; insider reporting; and early warning obligations.  We also advise boards and committees on corporate governance, shareholder meetings and equity-based compensation arrangements.
  • Securities Registration and Regulation. Investment dealers, advisors and investment fund managers regularly seek our advice on registration, ongoing compliance, regulatory examinations and exemptive relief applications.
  • Local Counsel.  Canadian and international law firms engage us as local counsel on transactions requiring advice in British Columbia, Alberta, the Yukon, the Northwest Territories and Nunavut. We work closely with referring counsel, with a clear understanding of our role and their client relationship.

Contact Our Team

To discuss your specific business needs or learn more about how our legal team can support your operations, please contact a member of our Capital Markets Group.